Jimmy Tran

Jimmy Tran holds extensive experience in compliance management, currently serving as Chief Compliance Officer at Allspring Global Investments since November 2021. In this role, Jimmy leads the Regulatory Compliance team, oversees compliance for the Bahamas Branch, and enhances compliance program functions for a global asset management firm. Prior experience includes positions at Wells Fargo, where Jimmy managed compliance efforts for registered investment advisers and conducted annual compliance reviews, and Bank of America, which involved leadership in compliance programs and governance. Earlier roles at State Street involved accounting and fund management responsibilities. Educational qualifications include a degree from the University of Massachusetts Lowell.