MJ

Mike Jetter

Vice President, Regulatory Financial Reporting at Axos® Clearing, A Subsidiary of Axos Financial

Mike Jetter has extensive experience in financial and regulatory reporting. Mike currently holds the position of Vice President, Regulatory Financial Reporting at Axos® Clearing, a subsidiary of Axos Financial. Prior to this, they worked as a Senior Manager of Financial and Regulatory Reporting at Charles Schwab from 2021 to 2023. Before that, they held various roles at TD Ameritrade, including Manager of Regulatory Financial Reporting from 2018 to 2021 and Senior Regulatory Financial Reporting Analyst from 2013 to 2018. Earlier in their career, Mike worked as a Senior Compliance Auditor and Senior Compliance Associate at R.J. O'Brien from 2010 to 2013 and 2006 to 2010, respectively. Mike started their career as a Client Service/New Accounts Representative at Refco, Inc in 2005.

Mike Jetter received their Bachelor of Science (BS) degree in Finance, General from the University of Nebraska-Lincoln, where they studied from 2000 to 2004. Prior to that, they attended Millard North High School from 1996 to 2000. Mike also holds various certifications including Series 24 obtained from FINRA (Financial Industry Regulatory Authority) in April 2018, Series 34 obtained from the National Futures Association in March 2016, Series 63 obtained from the Financial Industry Regulatory Authority (FINRA) in March 2015, Series 7 obtained from the Financial Industry Regulatory Authority (FINRA) in March 2015, Series 27 obtained from the Financial Industry Regulatory Authority (FINRA) in April 2014, and Series 3 obtained from the National Futures Association in July 2010.

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Omaha, United States

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Axos® Clearing, A Subsidiary of Axos Financial

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Axos Clearing LLC, formerly COR Clearing LLC, is a full-service clearing firm focused on the success of our introducing broker-dealer and registered investment advisor correspondents. For more than 15 years we’ve been providing flexible clearing solutions focused on empowering our correspondents to grow their businesses.


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51-200

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