Nora C.

Senior Lead Broker Dealer Compliance at Bakkt

Nora C. is a seasoned professional in the Broker Dealer Operations sector with extensive experience across various financial firms. Currently serving as Senior Lead Broker Dealer Compliance at Bakkt and Director of Broker Dealer Operations at Bumped since May 2022, Nora has demonstrated expertise in managing operations in a highly regulated environment. Previous roles include leading investment operations at Stella Oak Financial, supporting back office processes at Motif Investing, and functioning as a registered representative at Securities America, Inc. Earlier career highlights include positions in human resources and loss prevention at The Home Depot and OfficeMax, respectively. Nora holds a high school diploma from Oakmont High School.

Location

Citrus Heights, United States

Links

Previous companies


Org chart

No direct reports

Teams


Offices

This person is not in any offices


Bakkt

6 followers

Bakkt is leading a new era of financial services innovation, focused on reimagining and unlocking the value of digital assets like rewards and loyalty points, gift cards, and cryptocurrency.


Industries

Employees

201-500

Links