Catherine Prentice

Director of Compliance at Beacon Pointe

Catherine (Cathi) oversees Beacon Pointe Advisors compliance operations, processes and protocols. Prior to joining Beacon Pointe, Cathi served as a Client Services Manager for Syndicated Capital, a brokerage startup based in Irvine, California and as a Client Services Manager for Brookstreet Securities. Cathi holds the Investment Advisor Certified Compliance Professional® (IACCP®) designation and received her B.A. in Liberal Studies from Arizona State University.


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Beacon Pointe

Beacon Pointe is a financial services company providing financial consultancy services for individuals, families, and institutions.


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51-200

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