Wesley (Wes) Strickland

Senior Compliance Manager at Betterment

Wesley (Wes) Strickland is a highly experienced compliance professional currently serving as Senior Compliance Manager at Betterment, where responsibilities include developing compliance infrastructure for B2B sales of 401(k) plans. Previously, Strickland held roles at Robinhood as Senior Manager of Fiduciary Product Compliance, achieving significant growth and reducing regulatory actions, while also founding the Divergent Employee Resource Group for neurodivergent employees. Strickland's extensive background includes key positions at E*TRADE and Morgan Stanley, overseeing compliance management programs, regulatory affairs, and serving as Interim Chief Compliance Officer, leading to increased profitability. Educational credentials include a Master's in Organizational Leadership from the University of the Rockies and a Bachelor’s in Philosophy from Loyola University New Orleans.

Location

New York, United States

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Betterment

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Betterment is the largest independent digital investment advisor, offering investing and retirement solutions alongside their everyday services for spending and saving. Since 2010, Betterment has had one mission: to make people's lives better with easy-to-use, personalized investment solutions. Using cutting-edge technology, they empower hundreds of thousands of customers to manage their money – for today, tomorrow, and someday – with expert advice; automated money management tools; and tax-smart strategies designed to keep taxes low.


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Employees

201-500

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