Brean Capital, LLC
Jeffrey Guzman has a significant work experience in the financial sector. Jeffrey started their career in 1999 at TD Waterhouse Capital Markets as a Trader, and worked there until 2005. Jeffrey then joined Maxim Group as a Senior Compliance Associate before moving on to Cantor Fitzgerald as a Compliance Officer. In 2008, Guzman joined Gleacher & Co. Securities Inc. as a Senior Compliance Analyst. Following that, they worked at Bank of America Merrill Lynch as a Director from 2012 to 2014. Jeffrey then became the Chief Compliance Officer at Brean Capital, LLC in 2014. Finally, Guzman joined HUNT FINANCIAL SECURITIES LLC as the Chief Compliance Officer in 2019, a position they held until July 2022.
Jeffrey Guzman attended the University of Delaware from 1995 to 1999. The degree obtained and field of study during this time is not provided. In addition to their education, Jeffrey Guzman has obtained various certifications from FINRA (Financial Industry Regulatory Authority), including S3, 7, 63, 24, 53, 55, and 87 with CRD#: 3095123. Specific details about the month and year of obtaining these certifications are not provided.
Brean Capital, LLC
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Brean Capital is a leading, independent investment bank. For more than 40 years, the Firm has focused on delivering high-quality investment ideas and investment banking services to institutional investors and corporate clients. Our services include fixed income strategy, corporate finance and advisory investment banking. Our fixed income business provides sales, trading, and banking services on a wide range of mortgage and asset-backed, US Treasury and government agency securities, structured products, loans, corporate bonds and municipal securities. Our investment banking practice specializes in capital raising and advisory services with a focus on private placements, securities underwriting and merger and acquisition-related services to corporate clients.