Charles Schwab
Chad Nichols is an experienced compliance professional currently serving as Chief Compliance Officer at Charles Schwab & Co. since June 2020, where responsibilities include oversight of broker-dealer compliance. Prior to this role, Chad held various compliance leadership positions at Janus Henderson Investors U.S., Betterment, and Janus Capital Group, providing expertise in retail compliance and distribution. Early in the career, Chad contributed to compliance and legal functions at The Institute for Wealth Management, Morgan Stanley, and UBS Financial Services. Chad holds a Juris Doctor degree from the University of Denver - Sturm College of Law and a Bachelor of Science degree in Business Management from Washington and Lee University.
This person is not in the org chart
This person is not in any offices
Charles Schwab
253 followers
The Charles Schwab Corporation is a bank and brokerage firm, based in San Francisco, California. It was founded in 1971 by Charles R. Schwab and is one of the largest banks in the United States and is one of the largest brokerage firms in the United States.