Commonwealth Financial Network
Joe Malpica is an experienced professional in anti-money laundering and financial intelligence, currently serving as the VP and Chief Anti Money Laundering Officer at Commonwealth Financial Network since September 2021. Prior to this role, Joe worked as an AVP in the Financial Intelligence Unit at State Street and founded G Hopper, where consulting and investigative services were provided to clients in banking and financial sectors. Joe's extensive experience includes leadership positions at RBC, where oversight of AML risks for a multi-billion-dollar portfolio was a key responsibility, and a distinguished career with the CIA, where notable accomplishments included receiving multiple performance awards. Joe also has military experience as a Lieutenant in the US Navy and the Naval Criminal Investigative Service. Educational credentials include a BS in Finance/Economics from Fairleigh Dickinson University.
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Commonwealth Financial Network
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Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides financial advisors with holistic, integrated solutions that support business evolution, growth acceleration, and operational efficiency. J.D. Power ranks Commonwealth Financial Network “#1 in Independent Advisor Satisfaction Among Financial Investment Firms, Nine Times in a Row.” Privately held since 1979, the firm has headquarters in Waltham, Massachusetts, and San Diego, California. Learn more about how Commonwealth partners with more than 2,000 independent financial advisors overseeing more than $272.9 billion* in assets nationwide by visiting www.commonwealth.com. Commonwealth received the highest score among independent advisors in the J.D. Power 2010, 2012, 2013, 2014, and 2018‒2022 U.S. Financial Advisor Satisfaction Studies. Presented on July 6, 2022, for January to May 2022, it is based on responses from 3,039 advisors employed by or affiliated with the firms included in the study. Not indicative of the firm’s future performance. Your experience may vary. Use of study results in promotional materials is subject to a license fee. Visit jdpower.com/awards for more details. *As of 12/31/2021