Corient
Kim Halkett is an accomplished compliance professional with extensive experience in the financial services industry. Currently serving as the Head of Compliance Management at Corient since December 2023, Kim has previously held significant roles at Morgan Stanley as an Institutional RIA Compliance Coverage Officer and Director of Compliance, as well as positions at SRS Acquiom, Brown & Tedstrom, Inc., Guaranty Bank and Trust Company, Curian Capital, JPMorgan Chase & Co., and Geneos Wealth Management Inc. Kim's expertise encompasses providing compliance advice on FINRA, SEC, and AML regulations, developing policies and procedures, and managing compliance programs for various financial institutions. Educational qualifications include an Associate of General Studies from Red Rocks Community College, a Certificate in Paralegal Studies from the Denver Paralegal Institute, and ongoing studies at Metro State University.
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Corient
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Corient combines the service, creativity, and objective advice of a boutique with the power of experienced advisors, extensive capabilities, and custom-built strategies to create a differentiated wealth experience. Corient is one of the largest integrated RIAs in the United States—with advisors across the country who have knowledge spanning the full spectrum of planning, investing, and money management disciplines. And, as fee-only fiduciaries, we are duty-bound to put you first.