Scott Hultsman

Avp, Senior Compliance Officer, Advisory at D.A. Davidson & Co.

Scott Hultsman serves as the AVP, Senior Compliance Officer for Advisory at D.A. Davidson Companies, where responsibilities include managing compliance and risk management programs for asset management and investment advisory services since October 2018. Prior to this role, Scott held the position of Chief Compliance Officer at Confluence Wealth Management, overseeing the firm's compliance with federal and state securities laws. Additionally, Scott managed the Risk Assessment program at M Holdings Securities and served as Compliance Officer and Regional Supervisory Principal at Sterne, Agee & Leach, focusing on compliance and risk mitigation. Early career experience includes directing operations at Eplanning Securities. Scott holds a Bachelor of Arts in Economics from the University of Oregon.

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Camas, United States

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D.A. Davidson & Co.

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D.A. Davidson & Co. is a boutique investment banking firm that offers financial advisory and brokerage services.


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1,001-5,000

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