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FINRA

21 followers

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FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Industries

Non Profit

Headquarters

Washington, United States

Employees

1,001-5,000

Links

Org chart

Robert W. Cook
President & CEO
Collapse
Robert L.D. Colby
EVP & CLO
Steven J. Randich
EVP & CIO, Technology
Rainia L. Washington
EVP, CHRO
Jonathan S. Sokobin
EVP & Chief Economist
Denise Dombay
SVP & Chief Audit Executive
Maureen Delaney
SVP & Chief Hearing Officer
Heather Seidel
Chief Counsel
Karinya Verghese
Chief of Staff to the Chief Financial and Administration Officer (CFAO) and Vice President of Strategic Operations
Jacqueline Perrell
SVP & Chief of Staff
Abby Slonecker
SVP & Chief of Staff
Marcia E. Asquith
EVP, Board & External Relations
Greg Ruppert
EVP, Member Supervision
Omer Meisel
EVP, Head of National Cause & Financial Crimes Detection Program
Timothy Thompson
SVP, Enterprise & Financial Solutions
Michael Solomon
EVP, Examinations & Membership Application Program
Steven Price
SVP, Market Investigations
Tina Gubb
SVP, Enforcement Legal
Terrence Bohan
VP, Investigations
SR
Samuel C. Rindell
VP of Learning, Talent & Organizational Development
A
Anonymous
EVP, Market Regulation & Transparency Services
Derek Linden
EVP, Registration & Disclosure
Robert Renner
SVP, Finance & Administration
Jeffrey Kalinowski
SVP, Finance & Administration
Carrie Divalerio
SVP, Finance & Administration

Board & advisors

Deborah Bailey
Governor
Camille M. Busette
Governor
Samir M. Deshpande
Governor
Maureen Jensen
Governor
Moira A. Kilcoyne
Governor
Ethiopis Tafara
Governor
Linde Murphy
Governor
Wendy Lanton
Governor
Peggy Ho
Governor
James T. Crowley
Governor
PP
Penny Pennington
Governor
FA
Fabiola Arredondo
Governor
GS
Gus Sauter
Governor
DR
Derrick Roman
Governor
JV
John Vaccaro
Governor
JS
Jennifer Szaro
Governor
CA
Cyrus Amir-Mokri
Governor
ES
Eric Schimpf
Governor
Scott Curtis
Chair and Industry Governor
ES
Erik Sirri
Board Governor
Stephen Luparello
Board Governor

Teams

+10

Governance and Compliance

14 people · 0 jobs

+10

Regulatory and Compliance Functions

14 people · 0 jobs

+7

Finance and Risk Management

11 people · 0 jobs

+5

Leadership Team

9 people · 0 jobs

+5

Regulatory and Compliance

9 people · 0 jobs

+3

Human Resources and Talent Management

7 people · 0 jobs

Offices

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