Brady Daggett, CFA

Chief Compliance Officer at Garda Capital Partners

Brady Daggett, CFA has a diverse work experience in the financial industry.

Starting in 2008, Brady worked at the Financial Industry Regulatory Authority (FINRA), initially as a Principal Examiner in the Member Regulation department from June 2008 to February 2013. Subsequently, Brady transitioned to the Anti-Money Laundering Investigation Unit, serving as a Principal Examiner until November 2015.

In 2015, Brady joined the U.S. Securities and Exchange Commission as a Senior Securities Compliance Examiner. This role lasted until May 2019.

Following this, Brady joined ACA Group as a Senior Principal Consultant in May 2019. This position involved providing consulting services until May 2021.

Most recently, Brady joined Garda Capital Partners in May 2021 as the Deputy Chief Compliance Officer. Currently, there is no specified end date for this role.

Brady Daggett, CFA, obtained a Bachelor's degree in Accounting and Finance from the University of Wisconsin-Eau Claire. In August 2016, they also obtained the Chartered Financial Analyst (CFA) certification from the CFA Institute.

Location

Minneapolis, United States

Links


Org chart


Teams


Offices


Garda Capital Partners

3 followers

Garda Capital Partners has over 15 years of experience deploying relative value strategies across fixed income markets for institutional investors. Garda embraces one investment strategy with one focus: Protect and grow capital for institutional investors who entrust their money to Garda so they can deliver on their promises to theirstakeholders. Garda's approach to fixed income relative value investing, their integrity, has earned the trust of investors and counterparties over many market cycles.


Employees

11-50

Links