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Rick Britnell

Chief Compliance Officer at Guardian Capital Group

Rick Britnell's work experience started in 2000 as a Manager of Compliance at Assante where they worked until 2006. From 2006 to 2012, they served as a Manager of Compliance at SEI Investments. Since 2012, they have held the position of Vice-President of Compliance at Guardian Capital.

Rick Britnell has an education history that includes obtaining an Honours Bachelor of Arts degree in Management and Political Science from the University of Toronto. Additionally, they have obtained a certification as a Chartered Investment Manager (CIM) from the Canadian Securities Institute (CSI).

Location

Toronto, Canada

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Guardian Capital Group

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Guardian Capital Group Limited is a Canada-based financial services company. The Company serves the wealth management needs of a range of clients. It operates through three segments: institutional and private wealth investment management; financial advisory, which includes an insurance managing general agency (MGA), a mutual fund dealer and a securities dealer (together, the Dealers), and corporate activities and investments. The Company's service areas include institutional investment management, private wealth management, financial advisory services, mutual fund dealership, securities dealership, managing general agency and private banking. It provides Separately Managed Accounts (SMA) and Unified Managed Accounts (UMA) investment management solutions. It offers solutions that span the asset class spectrum, including domestic and global equities, fixed income and balanced strategies. It offers pooled funds and acts as sub-advisor to investment pools offered by insurance companies.


Headquarters

Toronto, Canada

Employees

201-500

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