Harbert Management Corporation
Mr. Bauder joined Harbert Management Corporation’s legal department in July 2006 as Vice President – Chief Compliance Officer and is responsible for ensuring that the firm’s policies and procedures are reasonably designed to prevent, detect and correct violations of applicable securities laws. Prior to joining HMC Mike served in a dual capacity as Chief Compliance Officer for Hancock Investment Services, and Horizon Advisers. With 20 years of industry experience Mike holds the NSCP Certified Securities Compliance Professional designation and series 4, 7, 24, 27, 53, 63, 65, 79 licenses. Mike earned his BS in Economics from Florida Southern College in 1991.
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Harbert Management Corporation
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Harbert Management Corporation (“HMC”) is an investment management firm focusing on alternative assets, with approximately $7.8 billion in Regulatory Assets Under Management as of July 31, 2021; asset classes include U.S. Real Estate, European Real Estate, Seniors Housing, Infrastructure, Growth Equity, Credit Solutions, Donerail, Discovery and Stoneview Strategies. HMC and its affiliates make significant co-investments on the same terms as other investors in all their sponsored funds helping ensure a sharp focus on returns and strict controls around fund administration, legal, compliance, and reporting.