TB

Tom Baughman

Managing Director at iCapital Network

Tom Baughman is an experienced professional in the financial services industry, currently serving as Managing Director and Head of Advisor Distribution - Structured Investments at iCapital Network since November 2021. Previously, Tom held the position of Managing Director at Axio Financial LLC, where responsibilities included leading structured product sales to Independent Broker/Dealers and RIAs. Tom has also served as Regional Director at Merion Capital Group, focusing on top independent B/Ds and RIAs, and at Financial Products, LLC, marketing Credit-Suisse Structured Notes across multiple western states. Additional roles include wholesaling mutual funds at America First Capital Management and providing institutional investment consulting at Lancaster Pollard Investment Advisory Group. Tom began a career in finance as Regional Vice President at Advisor's Asset Management and has experience as a Compliance Analyst at LPL and as a Regional Marketing Associate at Putnam Investments. Tom holds a BA in Political Science from the University of New Hampshire, completed in 2001.

Location

Templeton, United States

Links

Previous companies


Org chart

No direct reports

Teams

This person is not in any teams


Offices

This person is not in any offices


iCapital Network

17 followers

iCapital Network is a powerful financial technology platform that provides modular alternative investment solutions for registered investment advisors, broker-dealers, private banks, family offices and other sophisticated investors.


Industries

Employees

1,001-5,000

Links