Jefferies
Corey Buck has worked in the field of derivatives compliance for several companies. Corey started their career at Merrill Lynch in 2009 as a Director of Derivatives Compliance. In 2014, they joined Wells Fargo Securities as a Director of Derivatives Compliance before moving to Jefferies in 2016 as an SVP of Derivatives Compliance.
Corey Buck received a Bachelor's degree in History from the University of New Hampshire from 1989 to 1993. After completing their undergraduate education, Corey Buck obtained multiple certifications, including the FINRA Series 4 9/10 Committee certification in December 2015. Corey also holds FINRA and NFA Registrations for Series 3, 4, 7, 24, 57, and 63, as well as the NFA Swap Proficiency Requirement. The specific months and years of when they obtained these certifications are not provided.
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Jefferies
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Jefferies, the global investment banking firm, has served companies and investors for 60 years. Headquartered in New York, with offices in over 30 cities around the world, the firm provides clients with capital markets and financial advisory services, institutional brokerage and securities research, as well as asset and wealth management. The firm provides research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services including underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.