James Mooney

Regulatory Reporting Specialist at Kaizen

James Mooney is a Regulatory Consultant at Kaizen Reporting, a position held since July 2017. Prior to this role, James worked as a Senior Operations Specialist at The Depository Trust & Clearing Corporation from June 2014 to July 2017, and as a Customer Operations Associate at Fidelity Worldwide Investment from August 2013 to June 2014. James holds a Bachelor of Engineering (B.Eng.) degree in Electrical and Electronics Engineering from Trinity College Dublin.

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London, United Kingdom

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Kaizen

Kaizen are regulatory and data specialists on a mission to revolutionise compliance and make it easier for financial firms to work with regulation. By combining regulatory expertise with advanced technology, we’ve developed our award winning automated services for trade and transaction reporting assurance, research and surveillance, shareholding disclosure and our Single Rulebook digital platform. It’s our forensic focus on data accuracy that sets us apart and we are proud to call many of the world’s largest banks, asset managers, hedge funds and brokers as our clients. Kaizen helps clients reduce costs, improve data quality and meet their compliance obligations.


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51-200

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