Kaizen
Lucy Higgins is a seasoned reporting specialist with extensive experience in compliance and shareholding reporting across multiple financial institutions. Currently serving as a Senior Reporting Specialist at Kaizen Reporting since March 2022, Lucy previously held the position of Compliance Manager at Schroders from April 2016 to June 2020, focusing on EMEA large shareholding reporting. Prior to that, Lucy was a Vice President at Bank of America Merrill Lynch from June 2010 to April 2016, where responsibilities included large shareholding reporting for AMRS and managing the EMEA team for six months. Earlier in the career, Lucy worked as a Compliance Specialist at Morgan Stanley from July 2009 to June 2010, specializing in EMEA shareholding disclosures.
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Kaizen
Kaizen are regulatory and data specialists on a mission to revolutionise compliance and make it easier for financial firms to work with regulation. By combining regulatory expertise with advanced technology, we’ve developed our award winning automated services for trade and transaction reporting assurance, research and surveillance, shareholding disclosure and our Single Rulebook digital platform. It’s our forensic focus on data accuracy that sets us apart and we are proud to call many of the world’s largest banks, asset managers, hedge funds and brokers as our clients. Kaizen helps clients reduce costs, improve data quality and meet their compliance obligations.