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Brian Spatola

Chief Compliance Officer at Ladenburg Thalmann

Brian Spatola has over 24 years of work experience in the financial industry. Brian currently serves as the Chief Compliance Officer at Ladenburg Thalmann. Prior to their current role, Brian held the positions of Vice President Compliance/Branch Office Manager at Ladenburg Thalmann and Vice President Operations at Summit Brokerage Services, Inc. Brian also served as a Global Relationship Manager at Sterling Financial Investment Group and as a Margin Analyst at JW Genesis. Brian has extensive experience in compliance, operations, and relationship management.

Brian Spatola attended St. John's University from 1991 to 1996, majoring in Communications.

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Boca Raton, United States

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Ladenburg Thalmann

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Ladenburg Thalmann Financial Services, a NYSE MKT-listed company, is a diversified financial services company with two primary business lines: one is independent brokerage and advisory, and the other is investment banking and capital markets.


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201-500

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