Maxim Group LLC
Rich Higgins possesses extensive experience in fixed income sales and trading, currently serving as Managing Director at Maxim Group since January 2012, overseeing a team that specializes in high yield, investment grade, hybrid debt, and preferred stock. Prior to this role, Rich held the position of Principal at Morgan Stanley Smith Barney from September 1998 to December 2011, where responsibilities included trading preferred stock and corporate bonds while leading wealth management syndicate operations. Rich's career began in the sports industry as an Assistant Golf Professional at Pelham Country Club from March 1996 to September 1998.
This person is not in the org chart
Maxim Group LLC
Maxim Group LLC is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan and is a registered broker-dealer with the SEC, the Municipal Securities Rulemaking Board (MSRB), FINRA and SIPC. www.finra.org | http://www.maximgrp.com