Numis Securities
Richard is an independent Non-Executive Director of Numis and a member of the Audit Committee, Risk Committee, Remuneration Committee and Nominations Committee.
Richard’s in-depth knowledge and insights are drawn from a wide variety of financial services roles, making him well placed to oversee Numis’ robust risk management framework with appropriate independent review and challenge, as well as actively contribute to company strategy.
Richard’s multi-faceted career working in a number of different countries, has given him a holistic understanding of both front and back office operations and has enabled him to drive transformational strategies embedding best practice processes, systems and controls that deliver positive change, robust governance and sustainable growth.
Richard is currently the chief legal and risk officer at Flutter International. Prior to this, he worked at HSBC for over 20 years in a number of roles in finance, legal and risk, and was a board director on several of HSBC’s main entities. Richard qualified as a UK lawyer in 1995.
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Numis Securities
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Numis Corporation PLC is a United Kingdom-based independent institutional stockbrokers and corporate advisors. The Company offers a range of research, execution, corporate broking and advisory services to companies quoted in the United Kingdom and its investors. The Company's services include research, sales and trading, investment companies, corporate finance, corporate broking, principle capital fund managers limited (PCFM), Numis indices and asset management. The investment company's research-driven approach focuses on specialist or differentiated mandates, including quoted equity, private equity, infrastructure, property, debt and other alternative assets. The corporate finance services include advice and transaction execution in relation to mergers and acquisitions, secondary equity issuance, convertible securities and bonds. The Company serves corporate clients and institutional clients. It is managed as an integrated corporate advisory and stockbroking business.