OCC
Ms. Bauer manages OCC's interactions with congressional and regulatory policymakers, as well as leading the advocacy efforts of the U.S. Securities Markets Coalition on behalf of the listed options industry. She also oversees The Options Industry Council (OIC), an industry resource managed by OCC, that provides educational programs and research about the benefits and risks of exchange-listed options to market participants. Ms. Bauer joined OCC in September 2016.
Prior to joining OCC, Ms. Bauer was Senior Vice President, Government Relations for the Financial Industry Regulatory Authority (FINRA), where she spent nine years. She previously had a 17-year career with the Chicago Board of Trade (CBOT), ultimately serving as Vice President for Government Relations and heading the CBOT's Washington, D.C., office.
Ms. Bauer is a graduate of the University of Virginia and received her master's degree in American Government from Georgetown University.
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OCC
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OCC is the world's largest equity derivatives clearing organization. Founded in 1973, OCC operates under the jurisdiction of both the U.S. Securities and Exchange Commission (SEC) as a registered clearing agency and the U.S. Commodity Futures Trading Commission (CFTC) as a Derivatives Clearing Organization.