Wendy Ramirez Dormer

Wendy Ramirez Dormer is an experienced compliance professional currently serving as an Investment Advisory Senior Compliance Analyst at Osaic since January 2015, where responsibilities include compliance monitoring, internal audits, and coordinating financial advisor interviews for compliance presentations. Previously, Wendy held roles at Farm Bureau Financial Services, assisting with regulatory examinations and audits, and conducted surveillance reports to identify risks. Earlier experience includes customer service and compliance roles at ING and Claymore Securities, respectively. Wendy holds a Bachelor of Arts in Political Science and International Relations from Drake University and has also studied at Universidad de Salamanca.