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Annie D.

CCO And General Counsel at PT Asset Management, LLC

Annie D. currently serves as the Chief Compliance Officer (CCO) and General Counsel at PT Asset Management, LLC since August 2022. Prior to this role, Annie held various compliance and legal positions including Chief Compliance Officer and Director at Burford Capital from July 2017 to June 2022, Vice President of Compliance at Nuveen from May 2015 to July 2017, and Compliance Director at Fidelity Investments from October 2012 to May 2015. Earlier in the career, Annie worked as Assistant Counsel at the American Staffing Association from October 2006 to October 2012. Educational qualifications include a Bachelor of Arts in Political Science and Government from Wellesley College and a Doctor of Law degree from Arizona State University College of Law.

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Chicago, United States

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PT Asset Management, LLC

PT Asset Management, LLC (PTAM) is a Chicago-based boutique fixed income asset manager that seeks to deliver superior long-term results to investors, financial advisors and institutions. Our investment team uncovers compelling opportunities by looking beyond traditional metrics and applying a dynamic approach to evaluating the future total return of securities over various interest rate scenarios. As of March 31st, 2024, PTAM manages approximately $7.7 billion in assets across multiple products, including mutual funds and separately managed accounts for institutional investors. Investing in bonds involves risk; including loss of principal. PT Asset Management (PTAM) is the advisor to the Performance Trust Funds, which are distributed by Foreside Fund Services, LLC. To learn more, please visit www.ptam.com.


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11-50

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