Raymond James Financial
Elizabeth Garrido is a Senior Client Service Associate at Raymond James Financial, a position held since April 2023. Prior to this role, Elizabeth served as a Client Associate at Merrill Lynch from September 2008 to the present. Elizabeth's educational background includes an Associate degree in Humanities/Humanistic Studies from Harvard Extension School, completed between 1993 and 2000, as well as studies at St. Scholasticas College in Manila, Philippines from 1992 to 1993.
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Raymond James Financial
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Under intermittent supervision, uses knowledge and skills obtained through education, experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities and/or banking rules and regulations. Coordinates compliance functions, guides compliance efforts, and acts as a liaison between functional areas. Assists with large projects with significant scope and impact. Works independently on difficult assignments that are broad in nature and require originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems. Develops recommendations for departmental and business processes and procedures to improve internal controls and mitigation strategies. Maintains extensive contact with internal customers to identify, research, analyze and resolve complex issues.