Raymond James Financial
Kerry Mullin is an experienced professional in the financial services and insurance industries, currently serving as Division Supervision Manager at Raymond James Financial since February 2022. With a career spanning over a decade at Raymond James, previous roles included Team Manager, Insurance Supervision, and Supervision Specialist II, where responsibilities involved compliance reviews of financial products and collaboration with advisors. Kerry has also held senior advisory positions at Transamerica Financial Advisors, Inc. and worked in various capacities at Nationwide Financial, focusing on sales, service analysis, and training. Prior to entering finance, Kerry co-owned Aqua Immersion Dive and Travel, offering SCUBA training. Educational background includes a Bachelor of Arts in International Business from Otterbein University.
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Raymond James Financial
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Under intermittent supervision, uses knowledge and skills obtained through education, experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities and/or banking rules and regulations. Coordinates compliance functions, guides compliance efforts, and acts as a liaison between functional areas. Assists with large projects with significant scope and impact. Works independently on difficult assignments that are broad in nature and require originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems. Develops recommendations for departmental and business processes and procedures to improve internal controls and mitigation strategies. Maintains extensive contact with internal customers to identify, research, analyze and resolve complex issues.