Raymond James Financial
Leslie Ambs has a diverse work experience spanning various industries. Leslie started their career in 1994 as a Collector II at Virginia Credit Union and later worked as a Senior Teller at CAMPUS USA Credit Union. In 2003, they joined Metavante-Kirchman Corporation as a Business Analyst, where they collaborated with clients and the programming team to implement proprietary core banking software. Leslie then served in the US Army as a Soldier/Dental Specialist before joining Florida Virtual School as a Quality Assurance Specialist. In 2012, they joined JPMorgan Chase & Co. as a Client Service Specialist, and later became a Compliance Investigator. Currently, Leslie is employed at Raymond James Financial, where they have held multiple roles since 2015, including Vice President, Director of Assurance, AML & Financial Crimes Management, and Senior Manager and Manager of Quality Control.
Leslie Ambs has a Bachelor of Arts (B.A.) degree in Business Administration and Management, General from Saint Leo University, which was obtained between 2010 and 2012. Prior to that, they earned an Associate of Arts (A.A.) degree in Business Administration and Management, General from Santa Fe College from 2008 to 2010. In 2005 to 2006, Leslie attended the US Army Medical Department Center & School (AMEDD C&S) to study Dental Assisting/Assistant, although no specific degree was mentioned. Additionally, in December 2014, they obtained certification as an Anti-Money Laundering Specialist from ACAMS.
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Raymond James Financial
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Under intermittent supervision, uses knowledge and skills obtained through education, experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities and/or banking rules and regulations. Coordinates compliance functions, guides compliance efforts, and acts as a liaison between functional areas. Assists with large projects with significant scope and impact. Works independently on difficult assignments that are broad in nature and require originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems. Develops recommendations for departmental and business processes and procedures to improve internal controls and mitigation strategies. Maintains extensive contact with internal customers to identify, research, analyze and resolve complex issues.