RegEd
Diane A. possesses extensive experience in regulatory compliance and operations within the financial services sector. Currently serving as a Senior Specialist in Regulatory Compliance at RegEd since July 2013, Diane A. has focused on registration and licensing for insurance and securities, continuing education, submissions, offerings, and certifications management. Prior roles include Senior Vice President of Operations at LPL Financial from March 2006 to October 2012, and Senior Vice President of Operations at Delaware Investments, Lincoln Financial from 1988 to 2006. Diane A. began their career as Vice President at Delaware Charter Guarantee & Trust, where tenure spanned from 1984 to 1988.
RegEd
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RegEd provides Compliance Education and Training, Compliance and Risk Management and Licensing and Registration solutions and services. With more than 400 enterprise clients, RegEd's solutions enable financial services firms to efficiently comply with state, federal, FINRA and other regulations impacting broker-dealers, insurance companies andinsurance brokers.