Ritholtz Wealth Management
Patricia Hatzfeld has extensive work experience in the field of compliance and regulation. Patricia currently serves as the Chief Compliance Officer at Ritholtz Wealth Management since March 2020. Prior to this, they worked as a Securities Compliance Consultant at a company specializing in conduct risk, investment fraud, compliance testing, financial reporting, and targeted analytics for one month in early 2020. Patricia also has a long tenure at FINRA, where they held various roles including Senior Director, Member Supervision from September 2015 to January 2020, Associate District Director, Member Regulation from March 2014 to August 2015, Examination Manager from November 2011 to March 2014, Regulatory Specialist, Office of Risk from December 2010 to November 2011, and Examiner from December 2005 to December 2010.
Patricia Hatzfeld obtained a Bachelor of Science in Accounting from St. Francis College. Patricia went on to pursue a Master's Degree in Economic Crime Management from Utica University, completing their studies in 2009.
Ritholtz Wealth Management
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Ritholtz Wealth Management is a registered investment advisory (RIA) firm focused on providing financial planning and wealth management services to our clients. We use our technological savvy and planning expertise to enable investors to achieve their specific life and retirement goals. We work directly with clients on a fee-only basis and choose to be held to a fiduciary standard. Giving the right advice is the soul of our firm. We work for – and are solely compensated by – our clients; those are the only interests we serve. “Likes” or other comments are not intended to be endorsements of Ritholtz Wealth Management, our advisors, or our services. All thoughts and opinions expressed herein are those of the commentators, who may or may not be clients, and are not influenced or compensated by Ritholtz Wealth Management, or any of its affiliates, in any way. See disclosures here: https://ritholtzwealth.com/social-media-disclosures/