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Douglas Cole

Chief Executive Officer at SagePoint Financial

Douglas Cole is a seasoned financial professional with extensive experience in investment advisory and management. Currently serving as a Registered Investment Advisor at LPL Financial since January 2020, Douglas also holds the position of Chief Executive Officer at Cole Financial, Inc., a role established in January 2000. Previous positions include Principal at Cole Financial Inc. (2000-2013), Vice President at Morgan Stanley (2000-2001), and Registered Representative roles at both Painewebber Incorporated and SALOMON SMITH BARNEY. Douglas began a career in finance after earning a Bachelor's Degree in Economics from UCLA between 1979 and 1983.

Location

San Diego, United States

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SagePoint Financial

In a world where change is constant, SagePoint Financial is changing the paradigm of what you should expect from an independent broker-dealer. We’re doing so by transforming the way we lead into the way we listen. By transforming our customers into collaborators. And by transforming 40 years of experience into know-how that works today – and works for you. While we offer you the resources that come with being a part of one of the largest networks of independent advisors in America, we’re also driven to remain the most flexible, most nimble and most collaborative broker-dealer for your business. So whether it’s offering adaptable solutions that easily conform to your idea of success or providing evolving technologies that enable you to stay ahead of the curve, as the world changes, so do we. And so can you. If you’re ready for a relationship with a broker-dealer that shares your vision of success, join SagePoint. And together, let’s point your business in a whole new direction. SagePoint Financial, Inc. is a registered broker-dealer and registered investment adviser, Member FINRA and SIPC. FINRA: http://www.finra.org/ SIPC: http://www.sipc.org/ Social Media Disclosure: http://sagepointfinancial.com/disclosures/socialmedia


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Employees

201-500

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