SeaCrest Wealth Management
Stephen Tu is a CRPC® with extensive experience in the financial industry. Stephen currently serves as the Senior Vice President and CRPC at SeaCrest Wealth Management, a position they have held since June 2019. Prior to SeaCrest Wealth Management, Stephen worked at Merrill Lynch Wealth Management as a Senior Financial Advisor and Senior Vice President from April 2013 to July 2019. Before that, they worked at Morgan Stanley as a Financial Advisor from January 2009 to April 2013.
Stephen Tu, CRPC®, earned their Bachelor's Degree from UC Irvine from the years 2000 to 2002. Stephen continued to enhance their skills and knowledge by obtaining various certifications including the Chartered Retirement Planning Counselor from the College For Financial Planning in November 2016, and the Personal Investment Advisor from Merrill Lynch Internal in April 2014.
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SeaCrest Wealth Management
SeaCrest Wealth Management is a national, SEC-regulated Registered Investment Advisor, providing an independent platform for professional advisors. Headquartered in Purchase, NY, SeaCrest Wealth Management has a presence in 14 locations, and is looking to add offices throughout the United States. Our role is to partner with successful advisors to build the business that they have always envisioned. We assist in building a business that reflects an advisor’s core beliefs and those of their clients. At SeaCrest, we make sure that a transition to independence goes smoothly to eliminate surprises that might occur when moving an advisor’s most important assets: their clients. SeaCrest Wealth Advisors experience the feel of independence while partnering their business with ours. When you join SeaCrest, you receive a high payout and the ability to earn equity in our growing company. Utilizing Schwab Advisory Services as our primary platform, we provide a strong compliance environment to satisfy our regulatory requirements. SeaCrest Wealth Management was recognized by Forbes Magazine as one of the fastest growing advisory business in the country. For more information about SeaCrest Wealth Management, or if you are interested in joining as an advisor, please visit our website at www.seacrestwm.com