Securities and Exchange Commission
Brian Szilagyi, CPA, currently serves as a Staff Accountant in the Division of Investment Management at the U.S. Securities and Exchange Commission, a position held since August 2023. Prior experience includes roles as Fund Controller at ALPS, A DST Company, where responsibilities involved assisting with mutual fund accounting and compliance, and Vice President of Fund Administration at BNP Paribas Securities Services, overseeing back office operations and regulatory filings for a significant number of mutual funds. Additional leadership positions at Charles Schwab Investment Management, Janus Capital Group, Brown Brothers Harriman, and OppenheimerFunds encompass financial reporting, fund administration, team supervision, and regulatory compliance. Brian earned a Bachelor of Arts in Economics from the University of Tennessee, Knoxville.
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Securities and Exchange Commission
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The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.