Mai Nguyen

Mai Nguyen is a seasoned legal professional specializing in ethics and compliance, currently serving as Sr. Ethics Counsel in the Legal—Ethics & Compliance department at ServiceNow since May 2021. Prior experience includes roles as Compliance Program Manager at Robinhood and Senior Principal Analyst at FINRA, where responsibilities encompassed risk monitoring and capital markets analysis. Mai's background also features positions as AML Compliance Officer & Securities Compliance Attorney at PFS Investments and a legal extern at the United States Securities and Exchange Commission. Educational credentials include a Doctor of Law (J.D.) from the University of Georgia School of Law and a B.B.A. in Finance from Georgia State University, Robinson College of Business.