StoneX Group
James Caboy Jr. has a robust background in compliance within the financial services sector, currently serving as the Director of Compliance for Equity Capital Markets at StoneX Group Inc. Previously, James held key compliance roles as the Chief Compliance Officer and AMLCO at Fennel, and as the Chief Compliance Officer and AML Officer at Rialto Markets. Additional experience includes serving as the Director of Compliance at Liquidnet and as the VP, U.S. Trading Compliance Officer at Canaccord Genuity Inc.
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StoneX Group
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StoneX (formerly known as INTL FCStone) is an institutional-grade financial services network that connects companies, organizations, traders and investors to the global markets ecosystem through a unique blend of digital platforms, end-to-end clearing and execution services, high-touch service and deep expertise.