TD Securities
Stacy Bates has a strong background in the financial services industry, with a focus on regulatory operations and client due diligence. Stacy is currently working at TD Securities as the Managing Director, Global Operations Acquisition Integration Lead. Prior to this role, they served as the AVP, Global Head of Regulatory Operations & Client Due Diligence and as a Senior Manager at the same company. Before joining TD Securities, they worked at BMO Capital Markets as the Vice President, Regulatory Controls, an AML Associate, and a KYC & AML Analyst. Stacy's career in the industry began at TD, where they held various roles including CSSA, Manager of Customer Service, and CSR.
Stacy Bates, CAMS completed an Honours Bachelor of Science degree at the University of Toronto. In 2016, they obtained the Certified Anti-Money Laundering Specialist certification from ACAMS. Stacy also has a Canadian Securities Course (CSC) certification from the Canadian Securities Institute.
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TD Securities
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As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services. Our corporate, government, and institutional clients choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As an integrated team, we work to deliver value for our clients every day. For relevant legal disclaimers, visit tdsecurities.com/ca/en/legal.