TD Securities
Steven Shum, MFin, is currently employed as a Product Control Analyst at TD Securities since January 2023. Previously, Steven worked as an Associate Financial Consultant at IG Wealth Management, where responsibilities included educating clients on various financial strategies and aiding in the development of customized financial plans. Steven also gained experience as an Operations Agent at RBC, handling technical online banking transactions and ensuring compliance with operational policies. Earlier roles include a Customer Service Representative at TD, assisting with banking transactions and customer concerns, as well as a Baseball Umpire, demonstrating problem-solving skills in a fast-paced environment. Additionally, Steven served as a Sales and Service Specialist at Sheridan Nurseries Limited, where knowledge of plant products enhanced customer service. Steven obtained a Master of Finance from Schulich School of Business - York University and a Bachelor's degree in Finance and Economics from Lang School of Business and Economics - University of Guelph.
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TD Securities
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As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services. Our corporate, government, and institutional clients choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As an integrated team, we work to deliver value for our clients every day. For relevant legal disclaimers, visit tdsecurities.com/ca/en/legal.