The Colony Group
Kaleb is a Senior Compliance Associate at The Colony Group. As a part of the legal & compliance team, he assists with marketing reviews, compliance policy testing, and updates, Code of Ethics monitoring, vendor due diligence, and keeping up to date with regulatory guidance.
Before joining TCG, he was a Compliance Analyst at ACA Group. At this compliance consulting firm, he assisted with marketing review, drafting regulatory filings, anti-money laundering support, expert network chaperoning, and code of ethics monitoring. Prior to ACA, he was employed at Invision Human Services, a mental health agency.
He earned his Bachelor of Arts degree in Psychology from Waynesburg University in 2017, and He earned his Paralegal Certificate (focus in Corporate Law) from Rasmussen College in 2020. He is currently a Board Member at EmBark Foundation, Inc.
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The Colony Group
Wealth and business management advisors for successful individuals, families, businesses, institutions and non-profit organizations.