U.S. Commodity Futures Trading Commission
Rishi Gupta is a seasoned legal professional with extensive experience in regulatory enforcement and prosecution. Since September 2010, Rishi Gupta has held the position of Senior Trial Attorney in the Division of Enforcement at the U.S. Commodity Futures Trading Commission, where responsibilities include leading investigations into various forms of market misconduct, such as fraud, misappropriation, and insider trading, as well as drafting enforcement actions and settlement documents. Rishi Gupta also served as Interim Senior Counsel to Commissioner Kristin N. Johnson. Prior experience includes a role as an Attorney for the Financial Crisis Inquiry Commission and as an Assistant District Attorney at the Middlesex District Attorney's Office. Rishi Gupta's educational background comprises a Master of Laws (LL.M.) in Securities and Financial Regulation from Georgetown University Law Center, a Juris Doctor (JD) from Suffolk University Law School, and a Bachelor's Degree from Boston College.
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U.S. Commodity Futures Trading Commission
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The mission of the CFTC is to protect market users and the public from fraud, manipulation, and abusive practices related to the sale of commodity and financial futures and options, and to foster open, competitive, and financially sound futures and option markets. In pursuit of its mission, the CFTC investigates and prosecutes commodities fraud, including foreign currency schemes, energy manipulation and hedge fund fraud, and works with other federal and state agencies to bring criminal and other actions. The CFTC also engages in public education and outreach by participating in consumer groups and issuing Consumer Advisories and other educational materials.