Vanguard
Seth Ruderman is a Senior Compliance Specialist at Vanguard, focusing on Regulatory Examinations and Inquiries since September 2017. Previously, Seth served as an Assistant General Counsel on the Investment Products and Advisers legal team. Prior experience includes roles as Vice President and Counsel at PIMCO, and as General Counsel and Associate General Counsel at UBS, where responsibilities included leading 1940 Act legal matters. Additional positions held include Counsel at Lord, Abbett & Co. LLC, and Associate roles at White & Case and Shearman & Sterling LLP, specializing in securities and investment funds. Seth holds a Juris Doctor from the University of Michigan Law School and a Bachelor of Business Administration in Accounting from Emory University - Goizueta Business School.
Vanguard
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Vanguard is one of the world's largest investment management companies. As of October 31, 2020, Vanguard managed $6.3 trillion in global assets. The firm, headquartered in Valley Forge, Pennsylvania, offers more than 420 funds to its more than 30 million investors worldwide. For more information, visit vanguard.com.