Winterflood Securities
Katheryne H. is a skilled Compliance Analyst currently employed at Winterflood Securities since March 2022, where responsibilities include compliance advisory within a market-making environment. Prior experience includes serving as a Regulatory Compliance Analyst at Mitsubishi UFJ Trust International Limited from January 2021 to March 2022, and various roles at Global Reach Group, including Surveillance Officer in Compliance and Spanish Client & Trade Support Executive. Earlier positions comprise Client Services Executive at TransPerfect and Change and Transformation Consultant at Twenty Recruitment Group, along with teaching English and Spanish in China through the British Council. Katheryne H. holds a BA (Hons) in Law and Languages from the University of Portsmouth and A levels from Christ the King Sixth Form College.
Winterflood Securities
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Winterflood Securities is a leading market maker committed to providing liquidity and flexible execution services to retail brokers, asset managers and institutional investors. Winterflood’s strengths are a combination of traditional trading values and the performance of our own cutting edge technology. Our experienced team of traders helps clients achieve high quality execution in over 15,000 tradable instruments including UK, European and North American Equities together with Investment Trusts, Exchange Traded Products, Fixed Income, Structured Products and Funds. Founded in 1988, Winterflood has gone from being a niche market maker in the UK Small Cap market, to a mature, diverse and major liquidity provider across multiple asset classes in the UK and European markets. Winterflood is authorised and regulated by the Financial Conduct Authority. Winterflood Securities is a wholly-owned subsidiary of Close Brothers Group plc, a specialist financial services group which makes loans, takes deposits, trades securities and provides advice and investment management solutions to a wide range of clients. Close Brothers Group plc is listed on the London Stock Exchange and is a member of the FTSE 250.