Nelson Goenaga

Nelson Goenaga is an experienced compliance professional currently serving as a Compliance Officer at Allspring Global Investments since November 2021. Prior to this role, Nelson worked as a Compliance Consultant at Wells Fargo from February 2014 to November 2021 and held the position of Senior Internal Auditor at TIAA-CREF from January 2013 to February 2014. Furthermore, Nelson was the Manager of Governance Risk and Compliance at LPL Financial from 2008 to January 2013, overseeing Registered Principals and ensuring adherence to regulatory standards. Nelson's earlier experience includes roles as a Registered Options Principal at Banc of America Investments from March 2006 to April 2008 and as a Financial Advisor at Ameriprise Financial Services, Inc. in 2004-2005. Nelson holds a Bachelor of Arts degree in Communications from the State University of New York at Oswego.