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James Swaisland

Head Of Compliance & MLRO at Canaccord Genuity Group Inc

James Swaisland has the following work experience:

- James worked at Canaccord Genuity Wealth Management (Canada) starting in 2012 as the Head of Compliance & MLRO.

- Prior to that, they worked at Aberforth Partners LLP from 2003 to 2012 as a Compliance Officer.

James Swaisland attended Elizabeth College in Guernsey from 1984 to 1987. James then went on to study at Allhallows School in Dorset from 1987 to 1989, where they obtained a BA (Hons) in Public Sector Management.

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Canaccord Genuity Group Inc

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Canaccord Genuity Group Inc. is a Canada-based independent financial services company. The Company has operations in two principal segments of the securities industry: wealth management and capital markets. The Company's segments include Canaccord Genuity, Canaccord Genuity Wealth Management, and Corporate and Other. The Canaccord Genuity segment provides investment banking, research, and sales and trading services to corporate, institutional and government clients, as well as conducting principal trading activities in Canada, the United States, the United Kingdom and Europe, and the Asia-Pacific region. The Canaccord Genuity Wealth Management segment provides wealth management solutions and brokerage services to individual investors, private clients, charities and intermediaries. The Corporate and Other segment includes Pinnacle Correspondent Services, interest, foreign exchange revenue and expenses not allocable to Canaccord Genuity or Canaccord Genuity Wealth Management.


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Headquarters

Vancouver, Canada

Employees

1,001-5,000

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