James Pazareskis

Avp, Senior Compliance Manager at Equitable

James Pazareskis is a Senior Compliance Manager with experience in broker dealer functions at Equitable and AXA US. Responsibilities include Sales and Advertising literature review, FINRA and insurance licensing duties, annual compliance meetings, and various other compliance tasks. Graduated from Northeastern University with a Bachelor of Science in Business Administration and Management.

Location

Farmington, United States

Links


Org chart

No direct reports

Teams


Offices

This person is not in any offices


Equitable

22 followers

Equitable is one of America’s leading financial services companies. Founded originally in 1859, the company’s mission is to help clients secure their financial well-being with advice, protection and retirement strategies for individuals, families and small businesses.


Industries

Employees

5,001-10,000

Links