Kenneth Lam

Kenneth Lam has extensive experience in audit, risk management, and financial services consulting. At Guggenheim Partners, Kenneth serves as the Senior Audit Manager for Guggenheim Securities, focusing on investment banking, capital markets, and brokerage audits. Prior to this role, Kenneth worked at JPMorgan Chase & Co. as the Vice President for Oversight & Control RCSA Program Manager and Internal Audit Manager in the Asset Management division. Kenneth's background also includes a role as Financial Services Consultant Manager at Protiviti, where Kenneth led SOX engagements for asset management clients. Kenneth began their career as a Tax Accountant Intern at Puglisi Tax Service. Kenneth holds a Bachelor of Science degree in Accounting from Binghamton University School of Management.