Stephen D.

Compliance Monitoring - Asst Manager at Federated Hermes Limited

Stephen D. is an accomplished compliance professional with extensive experience in risk-based thematic and surveillance monitoring across various financial and insurance sectors. Currently serving as Assistant Manager in Compliance Monitoring at Federated Hermes Limited since July 2023, Stephen previously held the role of Compliance Monitoring Officer at Enra Group for eight years. Additional experience includes serving as a Compliance Consultant at Your Mortgage Decisions, an Office Manager at Philip Security Ltd, and an Underwriting Assistant on secondment at AXA UK Corporate Centre. Stephen's career also encompasses a notable tenure as AVP Marketing & Communications/Compliance Advisor at Butterfield Bank and Brand Manager at Facey Commodity Company Limited in Jamaica. Stephen holds a Master of Science in Insurance and Risk Management from City University London - Cass Business School, a Postgraduate Certificate with MBA modules from the University of Liverpool, a Diploma in Marketing from the University of Technology, and further academic accomplishments from the University of the West Indies.

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London, United Kingdom

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Federated Hermes Limited

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Federated Hermes is guided by the conviction that responsible investing is the best way to create long-term wealth. We provide specialised capabilities across equity, fixed income and private markets, in addition to multi-asset strategies and proven liquidity-management solutions. Through our world-leading stewardship services, we engage companies on strategic and sustainability concerns to promote investors’ long-term performance and fiduciary interests. Our goals are to help individuals invest and retire better, to help clients achieve better risk-adjusted returns, and to contribute to positive outcomes in the wider world.


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501-1,000

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