LPL Financial
Brendan Daly serves as General Counsel at Advisor360° since April 2019, providing legal and business advice to the CEO and senior leadership team while navigating complex legal matters. Previously, Brendan held various positions including Legal and Compliance Counsel, Compliance Manager, Compliance Advisor, and Account Services Representative at Commonwealth Financial Network from April 2000 to March 2019. Brendan's earlier experience includes roles at Alliant Energy, State Street, and Putnam Investments. Educational credentials include a Master of Science in Information Security Leadership from Brandeis University (2019), a Juris Doctor in Business Law and Financial Services from Suffolk University Law School (2008), and a Bachelor of Arts in International Relations from the University of Wisconsin-Madison (1995).
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LPL Financial
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LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.