CT

Clark T.

Vice President - Corporate Compliance at Nomura

Clark T. serves as Vice President of Corporate Compliance at Nomura since January 2024, focusing on Corporate Advisory Compliance, including Transaction Reporting (MiFID, SFTR, EMIR, CFTC, SEC, and Central Bank), Outsourcing, and CASS. Prior to this role, Clark T. accumulated extensive experience at Credit Suisse from January 1999 to January 2024, holding various titles such as Compliance Officer, Head of SRU Trade Management EMEA, Global Lead FX Trade Management, and Team Lead for FX Middle Office in APAC, among others. During the same period at UBS, Clark T. also served as a Compliance Officer.

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Nomura

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Nomura is a global financial services group with an integrated network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.


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Headquarters

Chūō, Japan

Employees

10,000+

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