Hanxu Z.

Senior Associate Compliance Monitoring at OCC

Hanxu Z. is an experienced compliance professional currently serving as a Senior Associate in Compliance Monitoring at OCC since February 2022. Previously, Hanxu held the position of Senior Associate in Corporate Compliance at Straits Financial LLC from August 2021 to January 2022, and worked as a Compliance Analyst at Hyde Park Investment Services, Inc. in 2019. Hanxu's educational background includes an Executive MBA in Information Technology from Ottawa University, expected in July 2026, a Master of Science in Financial Risk Management from the University of Connecticut, and a Bachelor of Science in Finance from Missouri State University. Additionally, Hanxu has pursued a Master’s degree in Financial Mathematics at the University of Connecticut.

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OCC

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OCC is the world's largest equity derivatives clearing organization. Founded in 1973, OCC operates under the jurisdiction of both the U.S. Securities and Exchange Commission (SEC) as a registered clearing agency and the U.S. Commodity Futures Trading Commission (CFTC) as a Derivatives Clearing Organization.


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