Raymond James Financial
Nickole Pappas is an experienced professional specializing in executive support and program coordination, currently serving as a Program Coordinator in the RIA & Custody Services Division at Raymond James Financial since April 2022. Previously, Nickole held positions as an Executive Assistant at ThreatLocker and Raymond James Financial, where responsibilities included managing complex schedules, arranging travel, and coordinating large meetings and events. Earlier roles include administrative positions at Agility Staffing, PineBridge Investments, ESP Technologies, E*TRADE Financial, and TiVo, where Nickole developed expertise in logistics, expense reconciliation, and project management. Significant achievements include establishing a successful fundraiser at Raymond James and implementing a new travel program at Agility Staffing.
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Raymond James Financial
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Under intermittent supervision, uses knowledge and skills obtained through education, experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities and/or banking rules and regulations. Coordinates compliance functions, guides compliance efforts, and acts as a liaison between functional areas. Assists with large projects with significant scope and impact. Works independently on difficult assignments that are broad in nature and require originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems. Develops recommendations for departmental and business processes and procedures to improve internal controls and mitigation strategies. Maintains extensive contact with internal customers to identify, research, analyze and resolve complex issues.